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Secrets of the Spot Market Vol. IV Minimize
 

June 20, 2006

TheSovereign Society Offshore A-Letter

 

Tuesday June 20, 2006
Vol. 8 No. 121
In Today's Letter: Comment: The Option X Strategy
Offshore: Hong Kong Takes Off
Wealth: Emerging Markets Still Have Fundamentals
Privacy & Rights: Legal Showdown Over Wiretapping
Secrets of the Spot Market (Part IV): Option X, a Powerful Way to Get All the Upside of Options with Less of the Downside

Dear A-Letter Reader:

If you've read our articles over the past three days, hopefully, by now you find the spot market less mysterious. And you know the spot market isn't just the largest trading market in the world, it's also the market that trades the commodity we all know and love: money.

After all, we all use currency practically every single day in our lives. Yet few of us ever step into a corporate boardroom. So why is it that so many investors are more comfortable buying stocks than trading foreign currencies? 

It doesn't make a whole lot of sense when you think about it. Especially considering we all live and work in a global marketplace. Half the items you see in the stores are made overseas. The oil and gas we use is mostly imported. The raw materials we use for building are even imported from overseas sometimes (and the U.S. also exports raw building materials to other nations).

Each of these international transactions implies currency exchange at some point along the way. It's only natural, then, to be able to trade the currencies themselves-even at the individual investor level.

That's what the spot market makes possible. You can start trading with just a few hundred dollars if you like. You can trade online. And it's a market that trades round the clock five days a week. 

More importantly, you can trade according to your appetite for risk. You can target double-digit returns in interest and appreciation in a conservative manner, using little or no leverage (borrowed money). Or you can use moderate leverage of 10-to-1 and combine that with a strategy of trailing stops to protect your capital along the way. Or, if you have a real hankering for home-run-potential trades, you can take it just a bit farther.

You can try the kinds of strategies that are available only in the spot market, such as the "Option X" strategy. 

Options That Pay Interest and Never Expire

Yesterday, we made the point that you can use leverage up to 100-to-1 in the spot market.  That means you can control $100,000 of a currency with as little as $1,000 of your own money. We don't recommend using that much leverage because you can lose your capital quickly, as a 1% move would take out your entire $1,000. 

However, if you're an aggressive trader, there are intelligent ways to use a little higher leverage than the usual 10-to-1 ratio many traders use in the spot market. We have devised one technique of trading with higher leverage we dubbed "Option X."  Here's how it works...

Let's say you are very bearish on the US dollar. You want to score big if you're right and the US dollar tanks. If you're wrong, you're willing to lose just a maximum of, say, $3,500. That's your total risk. With an Option X Strategy, you could target $17,500 gains or more-even while limiting your risk to no more than $3,500. 

In this example we're going to open seven separate trading accounts and we'll deposit just $500 into each one. Remember, in the spot market, minimums are very low so you can open an account with less than $1,000 without a problem.

Now, let's say we short the dollar in each of those accounts. And we short it against each of the seven other major currencies. So we go long the EUR/USD (which means shorting the dollar against the euor), we short the USD/JPY (shorting the dollar against the yen), and so on. We short the dollar against the Swissie, the Aussie, the kiwi, the pound and the CAD, as well.

You're going to place these trades using 50 to 1 leverage.

Now on some of these pairs, you'll have an interest credit to your account. That's because the currency you're long (such as the Aussie) may have a higher interest rate than the currency you're short (the US dollar in every case in this example).  On other pairs, you'll have a net interest debit, however, because your long currency (such as the yen) will have a lower interest rate than the dollar. 

For the sake of argument, we'll assume you hold these trades for a full year and your net interest cost on all comes out to an average of 2%.

At the same time, let's suppose your timing was spot on. And we'll say that the dollar lost an average of 12% against these currencies during that year. Your net gain then averaged 10% per position. 

But, remember, you used 50 times leverage. So that means each $500 position controlled $25,000 worth of currency.  So you're averaging 10% gains in each account on $25,000.  That is, your profits are $2,500 per account.  Multiply that by seven accounts and you have a total profit of $17,500. 

You turned $3,500 into $21,000 while keeping your total risk to $3,500.

The Advantages of the Option X Strategy

You can get leverage with options, of course. But this is a superior strategy for a number of reasons. First, you have no expiration date on your trades. With a traditional option, by contrast, you pay a "time premium." The longer the term of the option, the higher that premium will be. There is no such premium in this kind of trade.

With traditional options, you also pay commissions and a fee per contract. No commissions here, only the spread. And that spread in these major currency pairs can be as low as 3/100ths of one percent.

In this example, you had a net interest cost.  However, in other trades, it's quite possible you could receive a net interest credit. You'll never find a traditional option that pays you interest.

Finally, your risk was strictly limited to $500 per trade. If the dollar surprised everyone and soared in value against all currencies, the maximum you could have possibly lost was what you had in the account-not a penny more. And controlling risk is the first focus of successful traders.

This is just one example of the different strategies you can use in the spot market. And, don't forget, you can also trade simply for yield, appreciation or both, using little or no leverage-all with the objective of protecting your purchasing power in the event of a dollar crash. What you trade, when you trade and how little or how much leverage you use is entirely up to you. 

Yet one thing is clear. The spot market is an enormous, liquid, versatile and extremely accessible market that offers opportunities to aggressive and conservative traders alike.

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Offshore

Hong Kong Financial District Continues to
Soar with $3.48 Trillion Assets in 2005

Hong Kong is continuing its reign as one of the top financial havens on earth. Last week, the Census and Statistics Department announced that Hong Kong's net financial assets reached $3.48 trillion at the end of 2005. According to LawAndTax-News, that's 252% of their gross domestic product (GDP). And since the end of 2004, Hong Kong's net international investment had grown by over US $180 billion (meaning more and more global investors are checking out Hong Kong's many investment opportunities). The Department also announced Hong Kong's overall financial assets and liabilities for last year remained "substantial" These numbers indicate Hong Kong is a "highly externally oriented economy with cross-territory investment and also a major financial centre in the region..." The numbers are proving what The Sovereign Society has been saying for over a year. For more on this story, click here

Wealth/Investments

Emerging Markets Still Supported by Strong Fundamentals

The massacre engulfing the emerging markets this summer actually began in February. Earlier last winter, the first victim of the bloodbath was Iceland, whose krona currency was victimized by a credit downgrade. Only a few weeks later, New Zealand and Turkey saw their currencies taken lower by speculators. From their all-time highs on May 10, the emerging markets have plunged more than 25% in just six weeks. But unlike 1997 when all Asian bourses collapsed following Thailand's currency devaluation, the asset class is far stronger today and in fact, healthier than most industrialized economies. That's because the bull market in commodities has primed the foreign-exchange coffers of many nations - significant exporters of raw materials. Foreign-exchange reserves in 2005 were a fat $2.4 trillion for the emerging markets compared to $727 billion in 1999. Current-account deficits, a broad measure of trade-flows, have also plunged from -0.5% of gross domestic product (GDP) to a positive 3.3% of GDP through 2005. Budget deficits, which were rampant in the late 1990s for the emerging markets, have also shrunk from 3% of GDP in 1999 to 0.5% in 2005. The latter statistics, in many cases, are far superior to major economy markets, including the United States, Germany and Japan, all laced with bulging budget deficits and deteriorating trade balances. The TSI Portfolio is now scouring the world for bargains following the emerging markets massacre since May. Some of the best bargains are now in Asia.

ERIC ROSEMAN, Investment Director
on behalf of The Sovereign Society 

Privacy&Rights

New Jersey vs. U.S. Government in the "Right to Wiretap"

New Jersey officials apparently overstepped their bounds when they attempted to investigate New Jersey phone companies to see if they complied with the NSA. New Jersey's attorney general, Zulima Farber, quietly issued subpoenas to New Jersey phone companies just after the USA Today phone database story was printed last month. These subpoenas were supposed to eventually help determine if companies just handed over customer's information by government request (rather than warrant) and violated state consumer privacy laws. Ms. Farber wanted responses from phone companies by May 30, but the phone companies asked for an extension, according to The New York Times. And one day prior to the extension deadline, the federal government sued New Jersey to stop the warrants. This lawsuit just confirms the government doesn't want a state government questioning their judgment when it comes to national security matters. But if the state government isn't allowed to protect consumer rights, who will? If the allegations are true, you can't count on communication companies anymore to protect your privacy. Click here for this full story. 

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 Coming Up in July's issue of The Sovereign Individual (Members-only Access)
  • The Baby Boomer Emergency Retirement Repair Plan
  • Defensive Investing With Global Titans
  • Worse than Worthless: 3 Asset Protection Scams Exposed
  • and more!
Click here to become a member of The Sovereign Society.

 

 
 
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